ERC Advanced Grant GAPS – Global Assessment of Public Participation in Sustainability Governance: Performance, Justice and Democracy

The European Research Council (ERC) will fund a five-year Advanced Grant project on the role of public participation in sustainability governance in all world regions. We are now recruiting the full team: one postdoctoral and four doctoral researchers (see below under ‘Open positions’).

Public participation has become a standard part of sustainability governance worldwide – from citizens’ assemblies and participatory budgeting to stakeholder consultations, and across democratic and non-democratic systems alike. Participatory decision-making is expected to improve environmental decisions, strengthen democratic legitimacy, and give marginalised groups a voice. However, we lack sound knowledge on whether participation actually delivers on these goals. The evidence is scattered across thousands of individual case studies in different languages, disciplines and outlets, each usually limited to one format, sector or region.

Public participation is now a global phenomenon – well beyond Western democracies where most of it was first studied and theorised. But we do not know whether models developed there travel – or whether political regime, level of development and culture fundamentally change how participation ‘works’. Comparative research has so far mostly stopped at single regions or sectors, leaving the cross-regional patterns, and the prevailing North–South and democratic–authoritarian assumptions, largely untested.

What GAPS will do

The project plans to assemble and analyse virtually all documented cases of public participation in sustainability governance for which scholarly publications are available – from all world regions and across the past fifty years, coded into one common framework. The aim is to find patterns on which forms of participation improve sustainability, strengthen democracy and advance justice – and how this varies across political systems, levels of development and cultures.

GAPS will use the case survey method, which our group has applied and tested in 300+ cases of participatory environmental decision-making in Western democracies (EDGE project), and scale it to thousands of case studies worldwide, supported by Large Language Models (LLMs) for coding, benchmarked against human coding.

Simplified Conceptual model, including exemplary items to assess.

To address the global challenge, GAPS will pursue a more nuanced approach than is often taken: Instead of assuming a divide between North and South, democratic and authoritarian, or West and East, GAPS treats human development, regimte type and culture as continuous variables and matches each case to country-level data from available global databases on human development (HDI), liberal democracy (V-Dem Liberal Democracy Index), and cultural orientation (World Values Survey).

The three context dimensions used to place each case. Shading shows human development (HDI) and liberal democracy (V-Dem LDI); diagonal hatching marks cultural orientation from the World Values Survey, self-expression (“Western”) against survival (“Eastern”) values. Map created with Claude.AI.

To allow for causal analysis, we will combine statistical analysis, including path models to uncover mechanism variables and multi-level models to account for the nested case–country structure, with Large-N Qualitative Comparative Analysis (QCA) and causal process tracing on selected cases.

The research team, based at Leuphana University Lüneburg, will collaborate closely with Prof. Nicolas W. Jager at TU Berlin.

Open positions

We will be hiring one postdoctoral and four doctoral researchers, all at the Institute of Sustainability Governance (one PhD jointly with TU Berlin at Nicolas Jager’s group). Each PhD addresses one component of the overall research programme; the postdoc leads the methodological and synthesis work and helps coordinate the project. All team members will have strong methodological experience.

Postdoc · 100% · 5 years – Participation in sustainability governance and AI-assisted comparison. Co-leads the AI-assisted case database and quality assurance, supports qualitative and quantitative PhD analyses, leads synthesis and theory-building.

PhD · 75% · 4 years –  Participation and sustainability performance. Whether and how participation produces better environmental decisions, across climate, biodiversity, pollution and resource management.

PhD · 75% · 4 years – Participation, democracy and justice. When participation strengthens democracy and legitimacy, and includes marginalised groups in fairer procedures and outcomes.

PhD · 75% · 4 years – Global patterns of participation in sustainability governance. How political, developmental and cultural contexts shape participatory designs and their effects; carries the country-level data and multi-level analysis.

PhD · 75% · 4 years · with TU Berlin – Participation in environmental impact assessments. Comparing more and less participatory environmental impact assessments worldwide. Co-supervised by Prof. Nicolas W. Jager, working in Berlin and Lüneburg.

New Collaborative Project on the Sustainability Governance of Global Value Chains

By Jens Newig

Updated on 4 July 2024.

The global demand for raw materials and agricultural products has led to unsustainable working conditions and environmental impacts, especially in countries of the Global South. Efforts to address these issues have largely relied on voluntary certification and auditing by businesses, but since the mid-2010s, countries have implemented binding regulations such as France’s 2017 Loi de Vigilance, Germany’s 2023 Supply Chain Due Diligence Act, and the EU’s Corporate Sustainability Due Diligence Directive, with their effects still largely unexplored.

A new collaborative project, funded by the VolkswagenFoundation and the Lower Saxony Ministry of Science and Culture, will explore effects, potentials, and limitations of sustainability governance in global value chains (GVC). Leuphana University Lüneburg (lead) and Osnabrück University (co-lead) are collaborating with Oldenburg University and the German Institute for Global and Area Studies (GIGA).

Existing private and public approaches to the sustainability governance of GVCs face significant challenges. The geographic distance of many GVCs often leads to a lack of knowledge among Global North actors regarding the socio-economic, cultural, and ecological impacts at production sites in the Global South. Additionally, current information management systems fail to provide adequate data for making supply chains more sustainable, and the concept of “telecoupling” highlights the complexity of adapting international regulations to local conditions. Furthermore, GVCs are characterized by divergent interests and power asymmetries, making transparency and traceability essential yet difficult to achieve. Compliance with laws and standards remains challenging, particularly in regions with weak state capacities, necessitating monitoring, verification, sanctions, and capacity-building measures.

To explore these complex issues, the collaborative project takes a multi-perspective approach encompassing public governance (political and legal aspects), corporate governance (company networks and their practices), and regional perspectives (focusing on the Global South). The project will utilize empirical case studies in sectors crucial to Lower Saxony, such as agricultural raw materials for food production and minerals for automotive manufacturing and renewable energy production.

Key features of the research cluster include:

  1. Interdisciplinary integration of political, legal, economic, socio-technical, and geographical perspectives.
  2. Integration of perspectives from both the Global North and South.
  3. An empirical multi-sector comparison of GVCs relevant to Lower Saxony.

This comprehensive approach seeks to promote a deep understanding of how public regulations, corporate sustainability management, and technological solutions can drive the desired transformations along GVCs, ultimately contributing to sustainable global development.

In the months to come, two post-doc positions and nine PhD positions will be advertised across the collaborative project.

New Masters programme on Sustainability Governance and Law

By Jens Newig

Starting this fall, Leuphana University is offering a new Master’s programme entitled ‘Sustainability Science: Governance and Law’, as part of a set of four new Master’s programmes that will replace the existing Master of Sustainability Science.

Unique in the German university landscape, the new Master’s programme combines a strong research orientation with inter- and transdisciplinary projects.

“The Sustainability Science: Governance and Law (M.A.) programme deals with social and political structures: What are good and legitimate decision-making processes? What role does democracy play – especially from a global perspective? What forms of participation exist? Who has to decide what at what level? Certain decisions have to be made at national or even international level, such as the Paris Climate Agreement, which affects the entire globe. Which actors have to be involved? What are effective policy instruments? Our graduates can later join public administration, from local authorities to international organisations. However, NGOs or advisory boards are also an option. We have an academic degree programme that is geared towards practice. We want our graduates to be ambassadors of scientific thinking,” explains Prof Dr Jens Newig, Professor of Governance and Sustainability.

Further information on the programme: https://www.leuphana.de/en/graduate-school/masters-programmes/sustainability-science-governance-and-law.html.

Deadline for applications is June 1st.