Now published: Disentangling the causal mechanisms that link participation and collaboration to environmental outcomes

By Jens Newig

Many agree that participation and collaboration is relevant, if not indispensable, for environmentally sustainable governance outcomes. Others maintain that public government is best equipped to effectively address environmental problems. In our new paper from the ‘EDGE’ project we try to move the debate forward by looking precisely at the causal mechanisms through which participatory and collaborative forms of governance may improve (or deteriorate) environmental outcomes of public decision-making processes.

The paper is rather analytical in that we disentangle:

  1. different dimensions of participation: Who participates? What decision-making power is delegated to participants? How do participants communicate and interact?
  2. different dimensions of outcomes: Outputs on paper (plans, agreements, policies, etc.) versus the support of outputs and their actual implementation
  3. the different mechanisms through which participation and collaboration likely work towards (or against) environmental outcomes,
  4. different contextual factors such as the capacity of stakeholders, problem complexity or the degree of conflict (we call these ‘conditioning variables’).

This analytical ‘disentangling’, we believe, helps us to identify trade-offs: For example, a collaborative process involving local resource users may lead to a conservation plan with less environmental aspiration as envisaged by a nature-protection agency (because local users do not strictly favour conservation). But at the same time, this plan may be more accepted by local communities and better implementable.

Mechanisms

This figure shows an overview of the causal mechanisms we identified, organised in five thematic clusters. Plus signs (+) denote reinforcing relationships, minus signs (–) denote weakening relationships. For example, the top left arrow combines mechanisms M I.1a (positive influence of “opening up” on representation of environmental concerns) and M I.1b (negative influence).

We hope that this framework of causal mechanisms will futher stimulate debate on the functions of participation, and ultimately be useful for guiding empirical research. To this end, we will draw on this framework to organise our empirical findings from the EDGE case survey meta analysis.

You can find the paper, which is published Open Access in the Policy Studies Journal (early view), here:

Newig, J. / Challies, E. / Jager, N.W. / Kochskaemper, E. / Adzersen, A. (2017). The Environmental Performance of Participatory and Collaborative Governance: A Framework of Causal Mechanisms. Policy Studies Journal (early view).

Wind energy conflicts in forested landscapes- Insights from stakeholder interviews in Maine, USA and Rhineland-Palatinate, Germany

Abbildung 1_Blog

By Nataly Jürges

Renewable energy projects are increasingly realized worldwide as part of a global strategy to reduce emissions from fossil fuels and to reduce dependence on imported fossil fuels such as natural gas and oil. However, the transition towards renewable energies is not without problems. For example, wind energy projects in forests are an emotional topic in different parts of the world, and can develop into serious conflicts. Conflicts about renewable energy projects are an important topic from a sustainability governance perspective. The governance of wind energy conflicts is an important issue in the transition towards renewable energies. As part of my PhD project, I examined wind energy conflicts in forested landscapes in Maine, USA and Rhineland-Palatinate, Germany. Between summer 2014 and beginning of 2015 I spent 8 months at the School of Forest Resources at the University of Maine, where I did a case study on wind energy conflicts in forested landscapes as part of my PhD research.

Conflicts over wind energy projects in forests are complex, often involving many stakeholders, such as forest owners, local residents, wind energy companies, nature conservationists and recreationists. Forty-six interviewees from Rhineland-Palatinate and Maine shared their experiences and perspectives on wind energy conflicts with me. Surprisingly, the arguments of involved parties were similar in both regions. Even though differences in the overall governance structure made for some slight differences in decision-making processes in the case study regions, wind energy conflicts turned out to be quite universal (at least in the cases of Maine, USA and Rhineland-Palatinate, Germany).

For example, transparency, or rather a perceived lack of transparency in decision-making, was mentioned in stakeholder interviews in both cases as an important factor in the development of conflicts and controversies around wind energy projects:

“What we’re speaking to is really a sore spot in this town because we would argue and we wouldn’t never back down on that, they kept it secret for a year, they kept it secret for as long as they could to get the ordinance in favor of the developer, and the developer kept it secret to build his alliance and that really matters in terms of how everybody feels about it once they come aware. It would have been much more respectful of the town government to once they were being asked by a developer to consider a huge project, which is way, way out of proportion out of anything that’s ever been going on in [name of the town]. If you’re a small town in Maine and a gigantic development project is coming into town, I feel that they are absolutely obligated to make that as public as possible from the first idea. From the conception of it and they did absolutely the opposite. There was nothing and we are 3,000 feet away from the project. We would be hugely impacted if they went up and they had, they never showed us any respect at all in that regard.”

(Interview quote from an interview with residents near a planned wind energy project)

The most appropriate level or scale for decision-making about wind energy projects was an important aspect in discussions on how to govern wind energy projects most efficiently, effectively, and legitimately. Different perceptions existed in both case study areas as to whether higher or lower administrative governance levels are more appropriate to decide about controversial wind energy projects.

Local decision-making tradition was mentioned as an important argument for the choice of the most appropriate decision-making level, particularly in Maine:

“We’re a state that loves its local control, so, for better or for worse, that’s what we have. You know, there are times when local control is great because those communities understand the needs, wants and desires of their community. Sometimes it can be a draw back if you’re trying to make sort of a systemic change in the way a society operates. So, for example, if you’re trying as a society to move away from fossil fuels and into more clean energy, sometimes local control can be challenging. But that doesn’t mean that we should do away with it.”

(Interview participant from Maine)

However, other interview participants did not share the preference for local decision-making. Consideration of nature conservation interests was seen as being better realized at higher governance levels:

“Everything concerning the protection of species cannot be considered at the local scale. Especially if it is a mobile species, as bats and birds, then you just have to have the greater perspective. Check main occurrence, where are the main migratory lines.”

                (Nature conservationist from Rhineland-Palatinate)

The perception of the most appropriate level or scale for decision-making about wind energy projects was often based on conflicting frames about what wind energy projects are about. For example, some interviewees saw wind energy projects mainly in the context of nature conservation and species protection, while others saw wind energy projects as a topic related to local regional development. These conflicting issue frames quite often resulted in different understandings about the most appropriate decision-making level.

Joining cutting-edge research on environmental politics and governance: Impressions from the Richard Wesley Conference

Participants - Foto from official conference website

 

 

 

By Elisa Kochskämper

This May, the Richard Wesley Conference on Environmental Politics and Governance was convened for the first time by the Center for Environmental Politics of the University of Washington, and with the financial aid of Richard B. Wesley and Virginia Sly. This new conference set two ambitious goals: to showcase the best and most innovative scholarship on environmental politics and governance; and start to build a new research community for this research field. The need to better demarcate the field of Environmental Politics and Governance (EPG) stems, according to the conference convenors of the conference, Aseem Prakash and Peter May (University of Washington, Seattle), from a current paradox: although the importance of analyzing present environmental challenges and required solutions is widely recognized by society and academia, EPG remains an understudied area in the social sciences. They identify a ‘silo approach’ as a major reason for this, as EPG scholarship is scattered among various subfields and sub-disciplines without sharing knowledge or results and therefore without building a firm common ground.

With these aims in mind the conference was organized from the 14th to the 16th of May in Seattle. After an initial welcome session on the first evening, eight panels were distributed over the following two days. Furthermore, post-dinner conversations that reflected on the intended community-building process took place every evening. Yet, did this conference meet its aims and differ from other conferences on EPG? It did. Below I offer some reflections on the reasons.

 

  1. Small group size

A group of 45 scholars was gathered by Aseem and Peter in a small center for environmental education on Bainbridge Island, around 16km from Seattle, amidst the lush forests of Washington State. I mention the location because it was one of the factors that created the exceptional, original and inspiring atmosphere the conference transmitted during its whole course.

The small group size, resulting from a selection process out of 290 abstracts, involving contributions of over 400 scholars from 40 countries, was another factor. We met for breakfast, lunch and dinner, attended all paper presentations, as there were no parallel panels, and participated in all post-dinner conversations. Discussions on current or recent research projects, home university, common difficulties for publications but also on hobbies or personal backgrounds, emerged completely naturally and by the end of the second day, all participants knew each other. Professional – and personal – knowledge exchange and input was therefore high (inside and outside the panels) and extremely valuable. Whether such a small group size would be viable for future conferences was one of the more controversial discussion topics in the post-dinner conversations

 

  1. High quality of papers

A defining feature of the conference was the consistently high quality of the papers presented. 32 papers addressed topics ranging from global, national and local issues, or analyses of scale (global institutions, networks, and interactions; policy approaches and outcomes: cross-national comparisons; city-level environmental politics and governance), to behavioral aspects and conflicts of distribution (opinions, attitudes, and environmental communication; conflict and cooperation in subnational governance), to pertinent substantive environmental issues (emissions, decarbonization, and climate change; environmental inequalities; corporate environmentalism and greenwashing). Presenters hailed from many of the leading institutes and universities engaging with environmental policy and governance around the world, such as Stanford and Princeton University, University of California, Australian National University, University of Essex, ETH Zürich or the Potsdam Institute.

 

  1. Interdisciplinarity

The aim to reach out to diverse subfields of EPG and foster interdisciplinarity was also met, albeit to a lesser extent. Regarding disciplines, political science predominated, although this homogeneity was extensively discussed during the post-dinner conversations. Apart from representation of a larger diversity of disciplines from the social sciences, calls were also made to reach out more to natural scientists. For us, coming from a group with the background of geography, environmental law and political science in EDGE, it was rather surprising that papers with more than two authors, which additionally come from different fields, were difficult to find. But this, again, might be due to the strong focus on political science coming from the Anglo-Saxon context. Geographically, representation from other western countries was rather low, let alone representation of developing countries. Finally, regarding group composition and coverage of topics, we were somewhat surprised that the whole resilience and earth-system governance scholarship was not present.

 

  1. Cutting-edge methods

One effect of the aforementioned Anglo-Saxon political science bias might be the emphasis on quantitative methods – only 4 out of 32 papers worked with qualitative methods. Quantitative methods were highly sophisticated and it was in particular methodologically instructive to see experimental designs on the rise. Yet, the low representation of qualitative approaches and absence of mixed methods seemed to undermine to a certain degree the intention to bring one research field comprehensively together and achieve sound theoretical insights. This, however, was also mentioned in one evening discussion session.

 

  1. Outlook

Nonetheless, these were rather formal or organizational points, which seem to be quite normal for a first conference, which is intended to mark a starting point for the gradual definition of a potential new or stronger field. The conference is planned to continue in a rotating, self-organizing manner, and the next conference is set to be held in Gerzensee, Switzerland, so many of the points raised above can be easily addressed already in the second Richard Wesley Conference on Environmental Politics and Governance. In case you are now more interested in the conference and emerging research community, you can sign up to the listserver, which was set up to provide information on, and facilitate knowledge sharing within the research community. Abstracts for the second conference are due soon, by November 3, 2015; do not miss the opportunity, we are still amazed by our outstanding stay on Bainbridge Island.

See our presentation in EDGE – Presentations.